Morton E. O’Kelly
Geography, Ohio State University

Position Statement
Address

Position Statement

Preface: what follows is a set of comments, notes, and examples, relating to some of the broad questions in the call for proposals. These are intended as personal opinions, and discussion points, and differ somewhat in format from some of the other position papers.

Has GIS been successful at making spatial analysis widely available to physical and social scientists?

Many commentators have noted the mismatch between the sophisticated capabilities of Spatial Analysis/GIS and the techniques that are actually employed in practice. This mismatch is especially apparent in the case of social science applications. Thus, while physical scientists have quite naturally sought out or developed new tools (DEM, spatial prediction via kriging, landform modeling and so on) my perception is that social scientists have not been similarly empowered by GIS. This contrast is not surprising, of course, given the geo-science basis for many of the techniques in spatial statistics. Nevertheless, advanced spatial modeling, visualization and generalization are typically not used as much as they could be in desktop demographic mapping applications. Too often business geographic presentations extend no further than address matching, point-in-polygon operations, and choropleth maps with basic demographic variables. However, technical capabilities are expanding to include network analysis, spatial interaction models and optimization, for example. GIS provides a superb platform for integrating spatial data, and with appropriate techniques these data may be used to advantage in social science modeling. It should be apparent, however, that geographical and statistical analysts need to do some work to develop and transfer new techniques to the real-world (e.g. for spatial prediction). This paper fleshes out this argument with reference to some of the themes suggested as discussion points for this workshop.

Increasingly, large volumes of disaggregated individual level data are available to the analyst [see e.g. Kwan’s statement for this workshop]. Then, by employing a moderate amount of aggregation, it is possible to derive a spatially referenced data base with a common spatial context. This would seem to provide a platform for techniques such as multi-level models (Kelvyn Jones et al; and Cressie’s statement for this workshop). I would like to explore this potential question at the workshop. In my own experience, for example, in retail trade area analysis, I have been combining observations into blocks to provide a number of observations of individuals with more or less common retail choice sets. These commonalties may be exploited to great effect. In situations where a residential zone is accessible to several alternative destinations, we may use the variations in rates of patronage to the several alternatives to estimate the impact of size, distance, spatial structure effects, and other commonly used explanatory variables that are typical of the spatial interaction modeler’s arsenal. The paper discusses techniques such as density models, interaction models, and so on, and outlines the appropriate estimation steps needed to fit parameters in these models. While the comments are made in the context of a specific practical application, the relevance of these techniques to other problems (hospital planning, participation in social programs, and school assessment) is fairly obvious.
 

An idea for improving the environment currently provided by GIS

GIS/spatial analysis projects focus a lot of attention on discussions of graphical user interfaces (GUI), menu layout, and ease-of-use issues. The discussion can drift into the appearance of dialog boxes, the choices of selection sets, and the offering of a variety of alternative objectives and constraint formulations to the clients. This focus would make more sense if the underlying data structures and models and algorithms were already fully understood and worked out, but regrettably, the basic methodological issues are still in need of intensive effort. More important that these usability issues would be expert system support from a knowledge base that embodies experience, best practice, and even rules-of-thumb. For instance, when people discover spatial analysis via a GIS package, they encounter a very steep learning curve; (e.g. gravity interaction models in ArcInfo, traffic assignment models in Transcad, or Kernel density estimation in ArcView Spatial Analyst). My suggestion is that the software environment should provide help and give substantive guidance to non-specialists (and “learners”). This, in my view, would be a major improvement over the current state of knowledge. Ideally, software for GIS/spatial analysis would be used by people with a thorough exposure to, and training in, geographical analysis. In reality though, spatial analysis concepts may be completely unfamiliar to those who have access to GIS. To give a few short examples that would be worth fleshing out further at the workshop:
? A menu for kriging may put powerful tools at the disposal of a user: if that user does not appreciate some of the required properties of the theoretical covariogram, nonsense can result. The situation could be improved by giving the user some support in terms of fundamentals.
? As an over-simplified example (just for the sake of illustration): in trip distribution models, a user intending to use a value of a parameter equal to 0.4, would be informed that this value implies an average journey to work length of 35 miles. This is the kind of consistency check, and pre-estimation, and ideally “verification and validation” that we expect people to do with more routine statistical analysis and should be used as more complex techniques become available.
? Another example would be a warning of the need for edge correction to a user about to estimate an empirical K(h) function, where h could be up to 50 km, in a study region of say 100 square km.
 

Diversion of effort away from fundamental research

The goal differences between the research community and the corporations and individuals who design software for applications purposes are fairly obvious. Thus, in my opinion, there is a tension between “GIS design” and creative mathematical/spatial analysis. The GIS design process, has as its goal “the efficient and effective application of existing technology to the problem set” (Marble). For all its merits, and for all its success in preventing horror stories when implemented rigorously, it is clear that “GIS design” addresses a question that is much different from the creative process of new model development. The design protocol/regimen requires that the analyst make successively more specific passes at the specification of a solution to the problem. Knowing who is going to use the system, and what the system is to be used for, is rightly given priority in such a scheme. Research per se, and extension of the state-of-the-art is not the goal, although research extensions could occur as by-products from a particular application. The demand for skilled individuals to do this kind of work for software companies will mean the reduction of the pool of people ready and willing to do much-needed fundamental academic research. The competition for scarce talent in this area has already been felt in the job market. There are exceptions, of course, and many of those who have successfully straddled both sides of this fence will be in attendance at the workshop, and so I hope to hear more examples and feedback on this discussion point.
 

Some thoughts on how we proceed from here

It is probably worth exploring the changing labor/capital intensity of inputs to GIS and spatial analysis research. In the 60s, quantitative spatial analysis was a time consuming labor intensive activity, with the resultant product regarded as a “research work” because of the time and effort needed to make it. Nowadays routinization has made many analytical steps much easier, and we could realistically expect a powerful data base manager, a good statistical analysis package, a GIS mapper, and perhaps a sophisticated report writer to produce custom reports for 100 MSAs in the USA. Although some technical skill would be needed to do the data integration steps, the products of this process would not be generally acceptable as research.

The archtypical example is the suite of tools for demographic data mapping. These data CD ROM’s come packed with data for hundreds of undigested variables and allow the user to select infinitely varied study areas. Products such as Census-CD, a simple desktop thematic mapper, is capable of producing an immense array of maps and we have to ask if we have taken a step backwards in making the production of these maps so easy: we give people/end users access to reams of undigested data and expect them to be able to make intelligent use of these covarying data sets. Didn’t the factorial ecologists teach us to boil the data into essential factors?

The correct model, to my mind, is one of continuous improvement. An operational version of an idea should be rapidly prototyped, using either novel or existing text book methods. The tool is presented, tested, and debugged. Then a series of upgrades, re-writes, enhancements, and so on are built. These are upgrades both to the way that the simple model is implemented, but also perhaps, new discoveries of critical process and adaptations. An example that typifies the successful idea here might be the PASS dial-a-ride software system, one which has many geographical ingredients, complex data base linkages, and a challenging underlying algorithmic problem (vehicle routing with time windows). Another example might be the continuous improvement and re-refinement of the location-allocation suite of models, which some here will remember fondly from the mainframe days at IOWA and the ALLOC package. A final example might be in the area of trade area mapping and estimation of gravity model parameters.

Of course the relevance of these ideas must depend somewhat on the position one holds in the spectrum of pure research through to applied commercial software development. I’m coming at this from the point of view of someone who is quite comfortable experimenting with ideas and in thinking about general new ideas for spatial analysis. Often such ideas are exploratory, or are left partially documented, perhaps to be revisited at a later time. I would find it difficult to change hats and consider application issues, because I prefer to think of spatial analysis as an intermediate calculation on the way to exploration of actual processes.  This academic/practitioner division of labor that has served us well so far: a question for the workshop is whether the future growth of spatial analysis and GIS needs a revised model.

 


Address

Morton E. O’Kelly
Geography, Ohio State University

Email: okelly+@osu.edu


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